Securities Regulation Law


The general purpose of the section shall be the promotion of the objects of the State Bar of Arizona ("State Bar") within the particular fields designated by this section. To that end, it shall be the purposes of this section:

To promote the objectives of the State Bar of Arizona within the area of federal and state securities law, rules and regulations, and, to that end, to further the development of that field of the law and all its branches; to cooperate in obtaining uniformity with respect to both legislative and administration of all matters within this field; review, study, report and comment on pending and existing legislation, rules regulations and procedures; to simplify and improve the application of justice in this field; to promote throughout the State of Arizona the legal education of members of the Bar and the public on new developments and problems within this field by sponsoring meetings, institutes, seminars and conferences, the preparation, sponsorship, publication and dissemination of legal writing in this field; and otherwise to further the interests of the State Bar of Arizona and of the legal profession as a whole in any and all ways relating to this field of the law, all in conformity with the bylaws of the State Bar of Arizona as in effect from time to time.

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SBA Section Administrator

Mona Fontes
4201 N. 24th Street, Suite 100
Phoenix, AZ 85016-6266